The firm is currently in the process of starting up. Our goal is to become an investment advisor in the State of Missouri and begin managing discretionary portfolios on a fee-only basis no later than the end of 2016. Portfolios will be held by a qualified third-party custodian such as a bank trust department or registered broker-dealer. At the moment, we are in the process of writing our Form ADV, working on implementing the necessary compliance systems, and selecting our technology providers.
In the meantime, here are some things you should know about us:
Please understand all of this is subject to change as we are in the process of finalizing everything. Once we have opened our doors, potential clients will be given the disclosures and documentation necessary to evaluate our service offerings, which may be different. This information is not set in stone and may be subject to change.
Waiting List: (773) 675-9746
By Appointment Only